Thomas Holm

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (9 Jun 2023 to 21 Nov 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (10 Oct 2022 to 22 Feb 2023)
    • [FCA CF] Material risk taker (22 Oct 2021 to 22 Feb 2023)
    • [FCA CF] Client dealing (2 Jul 2021 to 22 Feb 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (1 Apr 2021 to 15 Apr 2021)
    • [FCA CF] Material risk taker (1 Apr 2021 to 14 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2021 to 14 Jun 2021)
    • CF30 Customer (24 Sep 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.