Date authorised
11 November 2014
Companies House
08397254
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    34 Lime Street
    London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +4407956499035
  • Complaints Contact

    34 Lime Street
    London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +4407956499035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew David Horlock

    IRN MXH00974

    • Responsible for Insurance Distribution (since 2 Jun 2023)
    • SMF1 Chief Executive (since 2 Jun 2023)
    • SMF3 Executive Director (since 2 Jun 2023)
  • Michael Logan Glover

    IRN MXG01298

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (30 Sep 2017 to 8 Dec 2019)
  • Peter John Staddon

    IRN PXS84869

    • Director of firm who is not a certification employee or a SMF manager (6 Jul 2020 to 10 Aug 2022)
    • CF2 Non Executive Director (AR) (6 Jul 2020 to 10 Aug 2022)
  • Richard Charles Hayes

    IRN RCH01045

    • SMF3 Executive Director (27 May 2021 to 10 Aug 2022)
    • CF1 Director (AR) (24 Mar 2021 to 10 Aug 2022)
  • Robin Edward McCoy

    IRN REM01035

    • CF1 Director (11 Nov 2014 to 30 Sep 2017)
  • Scott Fordham

    IRN SXF01355

    • Director of firm who is not a certification employee or a SMF manager (since 24 May 2023)
  • Steven John Petch

    IRN SJP01343

    • SMF3 Executive Director (9 Dec 2019 to 20 Feb 2020)
    • CF1 Director (31 Oct 2017 to 8 Dec 2019)
  • Stuart Davies

    IRN SXD00796

    • Director of firm who is not a certification employee or a SMF manager (since 22 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.