Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BRW BROKERS LIMITED
FRN 522062
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (1 Apr 2011 to 8 Dec 2019)
-
- SMF16 Compliance Oversight (18 Jun 2020 to 21 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2019 to 31 Dec 2019)
- SMF3 Executive Director (25 Mar 2019 to 31 Dec 2019)
- SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 25 Mar 2019)
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (24 Oct 2011 to 6 Mar 2016)
-
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (30 Sep 2017 to 8 Dec 2019)
-
- SMF3 Executive Director (25 Mar 2019 to 31 Dec 2019)
- SMF16 Compliance Oversight (25 Mar 2019 to 31 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2019 to 31 Dec 2019)
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 25 Mar 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (12 Dec 2016 to 9 Dec 2018)
-
- CF2 Non Executive Director (AR) (6 Oct 2016 to 19 May 2017)
- CF1 Director (2 Aug 2013 to 12 Jan 2018)
-
- CF1 Director (24 Mar 2011 to 28 Mar 2011)
-
- CF1 Director (AR) (2 Nov 2010 to 26 Jan 2011)
-
- CF1 Director (7 May 2008 to 30 Apr 2009)
-
- CF2 Non Executive Director (1 Apr 2008 to 30 Sep 2019)
-
- CF2 Non Executive Director (1 Mar 2008 to 21 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.