Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Apr 2011 to 8 Dec 2019)
  • R&Q Reinsurance Company (UK) Limited (no longer approved here)

    FRN 202188

    • SMF16 Compliance Oversight (18 Jun 2020 to 21 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2019 to 31 Dec 2019)
    • SMF3 Executive Director (25 Mar 2019 to 31 Dec 2019)
    • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 25 Mar 2019)
    • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (24 Oct 2011 to 6 Mar 2016)
  • Milestone Risk Solutions Limited (no longer approved here)

    FRN 623854

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (30 Sep 2017 to 8 Dec 2019)
  • MARCO GAMMA LIMITED (no longer approved here)

    FRN 202793

    • SMF3 Executive Director (25 Mar 2019 to 31 Dec 2019)
    • SMF16 Compliance Oversight (25 Mar 2019 to 31 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2019 to 31 Dec 2019)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 25 Mar 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (12 Dec 2016 to 9 Dec 2018)
  • Davies Intermediary Support Services Limited (no longer approved here)

    FRN 310517

    • CF2 Non Executive Director (AR) (6 Oct 2016 to 19 May 2017)
    • CF1 Director (2 Aug 2013 to 12 Jan 2018)
  • NOW HEALTH INTERNATIONAL (UK) LIMITED (no longer approved here)

    FRN 523267

    • CF1 Director (24 Mar 2011 to 28 Mar 2011)
  • AXA PPP Healthcare Limited (no longer approved here)

    FRN 202947

    • CF1 Director (AR) (2 Nov 2010 to 26 Jan 2011)
  • Barbon Insurance Group Limited (no longer approved here)

    FRN 308724

    • CF1 Director (7 May 2008 to 30 Apr 2009)
  • FORTIVA GLOBAL LIMITED (no longer approved here)

    FRN 473879

    • CF2 Non Executive Director (1 Apr 2008 to 30 Sep 2019)
  • ARB INTERNATIONAL LIMITED (no longer approved here)

    FRN 309999

    • CF2 Non Executive Director (1 Mar 2008 to 21 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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