Date authorised
1 April 2013
Companies House
00951095
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Charles Codling

    IRN DCC01096

    • SMF1 (AR) Chief Executive function (9 Dec 2019 to 27 Feb 2023)
    • CF3 Chief Executive (AR) (30 Jan 2019 to 8 Dec 2019)
  • James Casey

    IRN JXC84895

    • [FCA CF] Significant management (9 Dec 2019 to 28 Jul 2022)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 29 Apr 2022)
  • Keith Bucknall

    IRN KXB84897

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • Kevin Charles Coomber

    IRN KXC00285

    • [FCA CF] Significant management (since 5 Oct 2022)
  • Lee David Anderson

    IRN LDA01006

    • Responsible for Insurance Distribution (since 11 Mar 2022)
    • SMF3 Executive Director (since 4 Jan 2022)
  • Michael Alexander Chainey

    IRN MAC01363

    • CF1 Director (AR) (19 Sep 2018 to 4 Mar 2022)
  • Michael Anthony Madden

    IRN MAM01179

    • CF1 Director (AR) (21 Jul 2014 to 13 Oct 2014)
    • CF1 Director (14 Jan 2005 to 28 Feb 2018)
  • NICHOLAS SIMON SHARPE

    IRN NSS01064

    • CF3 Chief Executive (AR) (18 Jun 2012 to 4 Mar 2022)
  • Neil Keith Nimmo

    IRN NKN00002

    • SMF3 Executive Director (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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