Date authorised
1 April 2013
Companies House
SO302073
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hudson House
    8 Albany Street
    Edinburgh
    Edinburgh, City Of
    EH1 3QB
    UNITED KINGDOM
    Phone
    +4401314731006
  • Complaints Contact

    Hudson House
    8 Albany Street
    Edinburgh
    Edinburgh, City Of
    EH1 3QB
    UNITED KINGDOM
    Phone
    +4401314731006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Mowat

    IRN DJM01304

    • CF4 Partner (AR) (16 May 2015 to 10 Jun 2016)
    • CF30 Customer (16 May 2015 to 10 Jun 2016)
  • Dennis Van Kollenburg

    IRN DXV01171

    • CF30 Customer (11 Apr 2014 to 24 Oct 2014)
  • Dominic Andrew Joseph Wilson

    IRN DAW01255

    • CF30 Customer (since 2 Nov 2023)
    • CF4 Partner (AR) (since 2 Nov 2023)
    • CF1 Director (AR) (29 Jun 2016 to 27 Aug 2019)
    • CF3 Chief Executive (AR) (29 Jun 2016 to 27 Aug 2019)
    • CF30 Customer (29 Jun 2016 to 27 Aug 2019)
  • Dongyu Lou

    IRN DXL01818

    • CF30 Customer (22 Nov 2017 to 30 Jul 2021)
    • CF4 Partner (AR) (22 Nov 2017 to 30 Jul 2021)
  • Edward Evans

    IRN EXE18021

    • CF30 Customer (6 Sep 2019 to 30 Oct 2020)
    • CF1 Director (AR) (6 Sep 2019 to 30 Oct 2020)
    • CF3 Chief Executive (AR) (6 Sep 2019 to 30 Oct 2020)
  • Edward Paul Antony Wyvill

    IRN EPW01015

    • CF30 Customer (12 May 2015 to 8 May 2017)
  • Elliot Schupak

    IRN EXS01675

    • CF30 Customer (7 Oct 2016 to 22 Sep 2017)
  • Elsa Saarela

    IRN EXS22816

    • CF30 Customer (31 Oct 2019 to 30 Jun 2020)
  • Emily Jade Read

    IRN EJR01076

    • CF4 Partner (AR) (24 Mar 2016 to 7 Aug 2018)
  • Emma Jones

    IRN EXJ01159

    • SMF16 Compliance Oversight (since 15 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Sep 2023)
    • CF11 Money Laundering Reporting (2 Jan 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.