David James Mowat

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Circularity Capital LLP
FRN 722400
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2024)
- SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (10 Jun 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Jun 2016 to 8 Dec 2019)
- CF4 Partner (10 Jun 2016 to 8 Dec 2019)
Midmar Capital LLP (no longer approved here)
FRN 519772
- CF30 Customer (16 May 2015 to 10 Jun 2016)
- CF4 Partner (AR) (16 May 2015 to 10 Jun 2016)
Circularity Capital LLP (no longer approved here)
FRN 683290
- Employed By (23 Apr 2015 to 10 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.