Midmar Capital LLP

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FRN: 519772
Date authorised: 1 April 2013
Companies House: SO302073
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Hudson House

8 Albany Street

Edinburgh

Edinburgh, City Of

EH1 3QB

UNITED KINGDOM

Phone

+4401314731006

Web

https://www.midmarcapital.com
Complaints Contact

Hudson House

8 Albany Street

Edinburgh

Edinburgh, City Of

EH1 3QB

UNITED KINGDOM

Phone

+4401314731006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David James Mowat
IRN DJM01304
- CF4 Partner (AR) (16 May 2015 to 10 Jun 2016)
- CF30 Customer (16 May 2015 to 10 Jun 2016)
Dennis Van Kollenburg
IRN DXV01171
- CF30 Customer (11 Apr 2014 to 24 Oct 2014)
Dominic Andrew Joseph Wilson
IRN DAW01255
- CF30 Customer (since 2 Nov 2023)
- CF4 Partner (AR) (since 2 Nov 2023)
- CF1 Director (AR) (29 Jun 2016 to 27 Aug 2019)
- CF3 Chief Executive (AR) (29 Jun 2016 to 27 Aug 2019)
- CF30 Customer (29 Jun 2016 to 27 Aug 2019)
Dongyu Lou
IRN DXL01818
- CF30 Customer (22 Nov 2017 to 30 Jul 2021)
- CF4 Partner (AR) (22 Nov 2017 to 30 Jul 2021)
Edward Evans
IRN EXE18021
- CF30 Customer (6 Sep 2019 to 30 Oct 2020)
- CF1 Director (AR) (6 Sep 2019 to 30 Oct 2020)
- CF3 Chief Executive (AR) (6 Sep 2019 to 30 Oct 2020)
Edward Paul Antony Wyvill
IRN EPW01015
- CF30 Customer (12 May 2015 to 8 May 2017)
Elliot Schupak
IRN EXS01675
- CF30 Customer (7 Oct 2016 to 22 Sep 2017)
Elsa Saarela
IRN EXS22816
- CF30 Customer (31 Oct 2019 to 30 Jun 2020)
Emily Jade Read
IRN EJR01076
- CF4 Partner (AR) (24 Mar 2016 to 7 Aug 2018)
Emma Jones
IRN EXJ01159
- SMF16 Compliance Oversight (since 15 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Sep 2023)
- CF11 Money Laundering Reporting (2 Jan 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Zamo Capital LLP (no longer appointed)
FRN 912416 · Appointed 19 Aug 2019 · Until 9 Mar 2021
Social Tech Ventures Limited (no longer appointed)
FRN 845880 · Appointed 15 Jul 2019 · Until 30 Oct 2020
Emerge Venture Partners LLP (no longer appointed)
FRN 842086 · Appointed 14 May 2019 · Until 29 Jun 2022
THE BAKERY CAPITAL LIMITED (no longer appointed)
FRN 835600 · Appointed 7 Mar 2019 · Until 17 Aug 2020
Voulez Capital Partners LLP (no longer appointed)
FRN 833077 · Appointed 6 Feb 2019 · Until 13 Sep 2021
Outrun Services Limited (no longer appointed)
FRN 829415 · Appointed 24 Dec 2018 · Until 30 Oct 2020
7percent I LLP (no longer appointed)
FRN 825466 · Appointed 8 Nov 2018 · Until 30 Nov 2018
Auxilium Financial Risk Management Ltd (no longer appointed)
FRN 814544 · Appointed 23 Jul 2018 · Until 1 Aug 2023
Terraprotein Equity Partners Limited (no longer appointed)
FRN 798217 · Appointed 9 Jan 2018 · Until 28 Sep 2018
Ahauz Limited (no longer appointed)
FRN 797129 · Appointed 21 Dec 2017 · Until 28 Feb 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.