MHA Corporate Finance Limited

• Principal Place of Business

  The Pinnacle

  150 Midsummer Boulevard

  Milton Keynes

  Buckinghamshire

  MK9 1LZ

  UNITED KINGDOM

  Phone

  +4401908662255

• Complaints Contact

  The Pinnacle

  150 Midsummer Boulevard

  Milton Keynes

  Buckinghamshire

  MK9 1LZ

  UNITED KINGDOM

  Phone

  +4401908662255

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to advice given to corporate finance businesses to or about small private companies (as defined in section 247 Companies Act 1985) while giving professional advice to or about those companies.
  • · Limited to commenting on investment advice on life policies given to a client by a Permited Third Party.
  • · Limited in respect of the firms specified investments except "life policy".
  • · Limited to giving advice, but not a recommendation, on life policies to a client who has a direct client agreement with a permitted third party (which is an independent intermediary), where arrangements exist for that advice to be reviewed by the permitted third party and any alternative advice offered directly to the client by the permitted third party.
  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Limited in respect of the firms specified investments except "life policy".
  • · Limited to arranging transactions in life policies on the basis of alternative advice given after commenting on advice given to a client by a permitted third party.
  • · Limited to where the firm passes on a clients instructions in respect of life policies as a disclosed agent for the client to a permitted third party, where the firm has obtained advice for the client.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities, but the firm must not act as a market maker.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited in respect of the firms specified investments except "life policy".
  • · Limited to arranging transactions in life policies on the basis of alternative advice given after commenting on advice given to a client by a permitted third party.
  • · Limited to where the firm passes on a clients instructions in respect of life policies as a disclosed agent for the client to a permitted third party, where the firm has obtained advice for the client.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Andrew Cameron Cook

  IRN ACC01077

  • [FCA CF] Client dealing (31 Mar 2021 to 28 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 23 Mar 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
• Andrew James Feeke

  IRN AXF19450

  • [FCA CF] Client dealing (since 12 Aug 2025)
• Anish Chimanlal Chandaria

  IRN ACC01109

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF23 Corporate Finance Adviser (9 Dec 2005 to 31 Oct 2007)
• Brendan Michael Sharkey

  IRN BMS01041

  • CF28 Systems and controls (1 Nov 2007 to 1 Apr 2009)
  • CF13 Finance (5 Nov 2004 to 31 Oct 2007)
  • CF1 Director (5 Nov 2004 to 6 Jun 2008)
• Brian Neil Richens

  IRN BNR01005

  • CF13 Finance (1 Dec 2001 to 31 Mar 2003)
  • CF1 Director (1 Dec 2001 to 31 Mar 2003)
• Clive Denton Loo

  IRN CDL01044

  • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
  • CF23 Corporate Finance Adviser (24 Oct 2002 to 31 Oct 2007)
• David Clifford Birch

  IRN DCB01085

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Mar 2003)
• James Thomas LAWSON

  IRN JXL00330

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Sep 2024)
  • SMF3 Executive Director (since 3 Sep 2024)
  • [FCA CF] Client dealing (since 29 Mar 2021)
• John Bryant

  IRN JXB04113

  • [FCA CF] Client dealing (since 12 Aug 2025)
• Justin Stephen Moss

  IRN JXM00702

  • SMF3 Executive Director (since 17 Oct 2025)
  • SMF16 Compliance Oversight (since 17 Aug 2021)
  • [FCA CF] Client dealing (since 29 Mar 2021)

No changes recorded yet.