MHA Corporate Finance Limited

• Principal Place of Business

  The Pinnacle

  150 Midsummer Boulevard

  Milton Keynes

  Buckinghamshire

  MK9 1LZ

  UNITED KINGDOM

  Phone

  +4401908662255

• Complaints Contact

  The Pinnacle

  150 Midsummer Boulevard

  Milton Keynes

  Buckinghamshire

  MK9 1LZ

  UNITED KINGDOM

  Phone

  +4401908662255

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to advice given to corporate finance businesses to or about small private companies (as defined in section 247 Companies Act 1985) while giving professional advice to or about those companies.
  • · Limited to commenting on investment advice on life policies given to a client by a Permited Third Party.
  • · Limited in respect of the firms specified investments except "life policy".
  • · Limited to giving advice, but not a recommendation, on life policies to a client who has a direct client agreement with a permitted third party (which is an independent intermediary), where arrangements exist for that advice to be reviewed by the permitted third party and any alternative advice offered directly to the client by the permitted third party.
  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited in respect of the firms specified investments except "life policy".
  • · Limited to arranging transactions in life policies on the basis of alternative advice given after commenting on advice given to a client by a permitted third party.
  • · Limited to where the firm passes on a clients instructions in respect of life policies as a disclosed agent for the client to a permitted third party, where the firm has obtained advice for the client.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities, but the firm must not act as a market maker.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited in respect of the firms specified investments except "life policy".
  • · Limited to arranging transactions in life policies on the basis of alternative advice given after commenting on advice given to a client by a permitted third party.
  • · Limited to where the firm passes on a clients instructions in respect of life policies as a disclosed agent for the client to a permitted third party, where the firm has obtained advice for the client.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Laurence Whitehead

  IRN LXW01109

  • [FCA CF] Client dealing (31 Mar 2021 to 5 Jun 2025)
  • SMF3 Executive Director (9 Dec 2019 to 3 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Sep 2024)
  • CF28 Systems and controls (7 Jul 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Sep 2005 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Sep 2005 to 31 Oct 2007)
• Michael James Brown

  IRN MJB01658

  • CF1 Director (12 Jan 2009 to 4 Jun 2011)
• Michael John Kay

  IRN MJK01098

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF1 Director (10 Mar 2004 to 31 Mar 2009)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Patrick Joseph Byrne

  IRN PJB01335

  • CF1 Director (11 Apr 2003 to 26 Aug 2004)
  • CF13 Finance (11 Apr 2003 to 26 Aug 2004)
• Peter Stuart Phillips

  IRN PSP00005

  • CF1 Director (1 Dec 2001 to 31 Mar 2003)
• Rabindranauth Tagore Persaud

  IRN RXP01281

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF1 Director (5 Nov 2004 to 31 Mar 2009)
  • CF23 Corporate Finance Adviser (24 Oct 2002 to 31 Oct 2007)
• Robert Dawes

  IRN RXD00578

  • [FCA CF] Client dealing (since 12 Aug 2025)
• Robert John Kidson

  IRN RJK01048

  • CF30 Customer (14 Oct 2015 to 8 Dec 2019)
• Robert William John Dando

  IRN RXD00192

  • [FCA CF] Client dealing (since 31 Mar 2021)
• Stephanie Jane Barber

  IRN SJS01202

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Apr 2009)
  • CF1 Director (1 Dec 2001 to 30 Jun 2008)

No changes recorded yet.