M&G Investment Management Limited

• Principal Place of Business

  10 Fenchurch Avenue

  -

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +4402076264588

  Web

  https://www.mandg.co.uk

• Complaints Contact

  10 Fenchurch Avenue

  -

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +442076264588

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Foy

  IRN JXF01441

  • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
  • CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
• John Liberty Cartwright

  IRN JLC01078

  • CF30 Customer (1 Nov 2007 to 8 Apr 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• John Michael Page

  IRN JMP01246

  • [FCA CF] Material risk taker (7 Aug 2020 to 14 Feb 2021)
  • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
  • [FCA CF] Manager of certification employee (7 Aug 2020 to 14 Feb 2021)
  • CF30 Customer (3 May 2016 to 8 Dec 2019)
• John Peter Watkins

  IRN JPW01159

  • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
  • CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
• John Richard Mayhew

  IRN JRM01171

  • [FCA CF] Manager of certification employee (17 Jul 2020 to 14 Oct 2021)
  • [FCA CF] Client dealing (17 Jul 2020 to 14 Oct 2021)
  • CF30 Customer (8 May 2015 to 8 Dec 2019)
• John Shipley Barakat

  IRN JSB01123

  • [FCA CF] Client dealing (17 Jul 2020 to 21 Jul 2021)
  • [FCA CF] Manager of certification employee (17 Jul 2020 to 21 Jul 2021)
  • CF30 Customer (8 Jan 2009 to 8 Dec 2019)
• John Vercoe

  IRN JXV00248

  • [FCA CF] Client dealing (since 3 Nov 2025)
• John Weavers

  IRN JXW02201

  • [FCA CF] Client dealing (since 7 Jul 2020)
  • [FCA CF] Material risk taker (7 Jul 2020 to 22 Mar 2024)
  • CF30 Customer (28 Mar 2013 to 8 Dec 2019)
• John William Euers

  IRN JWE01031

  • [FCA CF] Material risk taker (since 22 Mar 2024)
  • [FCA CF] Manager of certification employee (since 1 Nov 2021)
  • [FCA CF] Client dealing (since 7 Aug 2020)
  • [FCA CF] Manager of certification employee (7 Aug 2020 to 25 May 2021)
  • CF30 Customer (7 Dec 2007 to 8 Dec 2019)
• John William Olsen

  IRN JWO01020

  • [FCA CF] Material risk taker (since 13 Aug 2020)
  • [FCA CF] Client dealing (since 13 Aug 2020)
  • [FCA CF] Manager of certification employee (since 13 Aug 2020)
  • CF30 Customer (2 Jun 2014 to 8 Dec 2019)

• Fideres LLP (no longer appointed)

  FRN 500454 · Appointed 5 May 2009 · Until 1 Mar 2011

• Prudential Portfolio Managers (UK) Limited (no longer appointed)

  FRN 150696 · Appointed 22 Dec 1988 · Until 19 Jan 2001

No changes recorded yet.