Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Robert Clark

    IRN SXC00243

    • Appointed representative dealing with clients for which they require qualification (16 Sep 2024 to 15 Sep 2025)
    • CF30 Customer (12 Sep 2024 to 15 Sep 2025)
  • Scott Roland William Syme

    IRN SRS00022

    • CF30 Customer (9 Sep 2013 to 5 Apr 2018)
  • Sean Davies

    IRN SXD00668

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2023)
    • CF30 Customer (since 15 Mar 2023)
  • Sean Foster-Johnson

    IRN SXF00507

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2025)
    • CF1 Director (AR) (since 17 Jan 2025)
    • CF30 Customer (since 17 Jan 2025)
  • Sebastian Alin Seling

    IRN SXS15192

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (21 May 2019 to 8 Dec 2019)
  • Selwyn Russell Barnes

    IRN SXB03955

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Mar 2025)
    • CF30 Customer (since 28 Feb 2025)
  • Senthuran Somasundaram

    IRN SXS04487

    • CF30 Customer (6 May 2016 to 28 Jul 2017)
  • Shabaz Sikander Ali

    IRN SSA01086

    • CF30 Customer (3 Aug 2017 to 20 Dec 2017)
  • Shahid Naeem

    IRN SXN01209

    • CF30 Customer (14 Nov 2014 to 1 Dec 2016)
  • Shahzaib Saleem

    IRN SXS05370

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Sep 2024)
    • CF30 Customer (since 12 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.