M&G ADVICE PARTNERS LIMITED

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/wealth/advice

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Robert Clark

  IRN SXC00243

  • Appointed representative dealing with clients for which they require qualification (16 Sep 2024 to 15 Sep 2025)
  • CF30 Customer (12 Sep 2024 to 15 Sep 2025)
• Scott Roland William Syme

  IRN SRS00022

  • CF30 Customer (9 Sep 2013 to 5 Apr 2018)
• Sean Davies

  IRN SXD00668

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 2 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2023)
  • CF30 Customer (since 15 Mar 2023)
• Sean Foster-Johnson

  IRN SXF00507

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2025)
  • CF1 Director (AR) (since 17 Jan 2025)
  • CF30 Customer (since 17 Jan 2025)
• Sebastian Alin Seling

  IRN SXS15192

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
  • CF1 Director (AR) (since 25 Jan 2021)
  • CF30 Customer (since 25 Jan 2021)
  • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
  • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
  • CF30 Customer (21 May 2019 to 8 Dec 2019)
• Selwyn Russell Barnes

  IRN SXB03955

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 3 Mar 2025)
  • CF30 Customer (since 28 Feb 2025)
• Senthuran Somasundaram

  IRN SXS04487

  • CF30 Customer (6 May 2016 to 28 Jul 2017)
• Shabaz Sikander Ali

  IRN SSA01086

  • CF30 Customer (3 Aug 2017 to 20 Dec 2017)
• Shahid Naeem

  IRN SXN01209

  • CF30 Customer (14 Nov 2014 to 1 Dec 2016)
• Shahzaib Saleem

  IRN SXS05370

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 13 Sep 2024)
  • CF30 Customer (since 12 Sep 2024)

• William McElhone (no longer appointed)

  FRN 1020936 · Appointed 8 Nov 2024 · Until 9 Jan 2026

• Philip Hay (no longer appointed)

  FRN 1019823 · Appointed 21 Oct 2024 · Until 11 Nov 2024

• Marc Baldrey (no longer appointed)

  FRN 1019652 · Appointed 14 Oct 2024 · Until 3 Sep 2025

• Life Providence Wealth Ltd (no longer appointed)

  FRN 1019542 · Appointed 10 Oct 2024 · Until 30 Jun 2025

• KSM WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 1017794 · Appointed 24 Sep 2024 · Until 10 Mar 2026

• Jack Harris (no longer appointed)

  FRN 1019001 · Appointed 13 Sep 2024 · Until 18 Sep 2025

• Tommy Hong (no longer appointed)

  FRN 1019071 · Appointed 13 Sep 2024 · Until 26 Nov 2024

• Michael Stockley (no longer appointed)

  FRN 1018813 · Appointed 13 Sep 2024 · Until 17 Sep 2025

• Victor Lopez Perez (no longer appointed)

  FRN 1019218 · Appointed 13 Sep 2024 · Until 24 Nov 2025

• Thomas Willingham (no longer appointed)

  FRN 1017921 · Appointed 12 Sep 2024 · Until 17 Sep 2025

No changes recorded yet.