M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Joshua Hodson

    IRN TXH00322

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 10 Oct 2024)
    • CF1 Director (AR) (since 10 Oct 2024)
  • Thomas Judson

    IRN TXJ00147

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2023)
    • CF30 Customer (since 15 Mar 2023)
  • Thomas Martin Tunney

    IRN TMT00006

    • CF30 Customer (9 Sep 2013 to 30 Dec 2016)
  • Thomas Oliver Waite

    IRN TOW01003

    • [FCA CF] Client dealing (7 Sep 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 14 Feb 2021)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
  • Tim Walkden

    IRN TDW00007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF30 Customer (since 22 Mar 2021)
    • CF1 Director (AR) (since 22 Mar 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 30 Apr 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Timothy Brian Stewart

    IRN TBS00001

    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Timothy Clark

    IRN TXC00187

    • [FCA CF] Significant management (13 Apr 2021 to 3 Mar 2023)
  • Timothy James Crocombe

    IRN TJC01161

    • CF30 Customer (18 Jan 2018 to 12 Dec 2018)
  • Timothy John Crabbe

    IRN TJC00014

    • CF30 Customer (9 Sep 2013 to 27 Oct 2015)
  • Timothy John Grey

    IRN TJG01090

    • SMF3 Executive Director (since 2 Mar 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.