Date authorised
1 April 2013
Companies House
06419578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500
  • Complaints Contact

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Robert Brown

    IRN JXB69203

    • [FCA CF] Significant management (since 21 Apr 2026)
  • James Seth-Smith

    IRN JXS04182

    • [FCA CF] Significant management (since 1 Apr 2025)
  • Jamie Gould

    IRN JXG00822

    • [FCA CF] Material risk taker (since 14 Oct 2024)
  • Jason Down

    IRN JXD00133

    • [FCA CF] Functions requiring qualifications (2 Jan 2019 to 25 Feb 2024)
  • Jason Nash

    IRN JXN00279

    • [FCA CF] Significant management (1 Aug 2023 to 31 Oct 2024)
  • Jason Sam Oakley

    IRN JSO01022

    • CF29 Significant management (5 Jul 2013 to 31 Mar 2015)
  • Jelena Vukovic

    IRN JXV00022

    • [FCA CF] Functions requiring qualifications (5 Nov 2018 to 4 Jul 2021)
  • Jennifer Jackson

    IRN JXJ00195

    • [FCA CF] Significant management (1 Jan 2021 to 24 Mar 2022)
  • Jennifer Miles

    IRN JXM00989

    • [FCA CF] Manager of certification employee (9 Apr 2018 to 2 Feb 2024)
  • Jeremy James Cook

    IRN JJC01091

    • [FCA CF] Significant management (2 Feb 2024 to 31 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.