Date authorised
1 April 2013
Companies House
06419578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500
  • Complaints Contact

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jessica Myers

    IRN JXM88690

    • SMF18 Other Overall Responsibility (4 Jan 2021 to 9 Sep 2022)
  • Jill Robertson

    IRN JXR00745

    • [FCA CF] Significant management (1 Jan 2023 to 28 Feb 2025)
  • Joanna Bullard

    IRN JXB01683

    • [FCA CF] Significant management (1 Nov 2025 to 30 Jan 2026)
    • [FCA CF] Material risk taker (1 Jul 2023 to 31 Oct 2025)
  • Joanna Candlish

    IRN JXC01259

    • [FCA CF] Significant management (1 Nov 2023 to 23 Aug 2024)
  • Joanne Hollins

    IRN JXH01310

    • [FCA CF] Significant management (since 2 Feb 2024)
  • Joanne Roberts

    IRN JXR01754

    • [FCA CF] Significant management (1 Jan 2021 to 31 Jan 2024)
  • John Laird

    IRN JXL00123

    • [FCA CF] Material risk taker (6 Jan 2025 to 29 Aug 2025)
  • John Morris Jones

    IRN JXM85847

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
  • John O'Mahony

    IRN JEO01020

    • [FCA CF] Material risk taker (1 Jan 2021 to 30 Apr 2025)
  • John Skipper

    IRN JXS00902

    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.