Meteor Asset Management Limited

• Principal Place of Business

  24/25 The Shard,

  32 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402079041010

  Web

  https://www.meteoram.com

• Complaints Contact

  24/25

  The Shard

  32 London Bridge Street

  London

  Southwark

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402079041010

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carl Allan Baldwin

  IRN CAB01197

  • CF10 Compliance Oversight (1 Sep 2018 to 15 Feb 2019)
• Christopher Kenneth William Hale

  IRN CKH01016

  • CF1 Director (AR) (since 12 Feb 2026)
• David Acheson Lloyd

  IRN DAL01079

  • CF1 Director (AR) (9 Dec 2008 to 25 Mar 2013)
• David Hinsley Stuff

  IRN DHS00032

  • CF1 Director (10 May 2013 to 30 Aug 2013)
  • CF1 Director (AR) (11 Jun 2012 to 30 Aug 2013)
• David Northrop

  IRN DXN00051

  • CF1 Director (AR) (since 8 Jun 2015)
• Gary Robert Walker

  IRN GRW01047

  • CF30 Customer (23 Nov 2010 to 30 Nov 2012)
  • CF4 Partner (AR) (23 Nov 2010 to 20 Jan 2014)
• Geoffrey Stuart Pearson

  IRN GSP01037

  • CF2 Non Executive Director (27 Feb 2007 to 4 Mar 2010)
• Geoffrey Yu

  IRN GXY01079

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2018 to 8 Dec 2019)
• Graham Neil Devile

  IRN GND00001

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 27 Sep 2012)
  • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (27 Feb 2007 to 31 Oct 2007)
  • CF1 Director (27 Feb 2007 to 8 Dec 2019)
  • CF3 Chief Executive (27 Feb 2007 to 8 Dec 2019)
  • CF1 Director (AR) (27 Jan 2005 to 22 Sep 2009)
• Helen Nicolaou

  IRN HXN01225

  • SMF3 Executive Director (since 30 Jun 2025)
  • SMF16 Compliance Oversight (since 21 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jan 2025)

• Cashcade Financial Ltd (no longer appointed)

  FRN 491987 · Appointed 26 Nov 2008 · Until 4 Apr 2013

• Meteor Asset Management Ltd (no longer appointed)

  FRN 464656 · Appointed 1 Mar 2007 · Until 22 Sep 2009

No changes recorded yet.