Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 27 Sep 2012)
    • CF8 Apportionment and Oversight (27 Feb 2007 to 31 Oct 2007)
    • CF3 Chief Executive (27 Feb 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
    • CF1 Director (27 Feb 2007 to 8 Dec 2019)
    • CF1 Director (AR) (27 Jan 2005 to 22 Sep 2009)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (1 Dec 2009 to 8 Dec 2019)
    • CF1 Director (1 Dec 2009 to 8 Dec 2019)
  • London Asset Management (IFA) Limited (no longer approved here)

    FRN 172237

    • (29)Employed By (16 Mar 2009 to 9 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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