Date authorised
1 April 2013
Companies House
03525123
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442038138590
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442038138590

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norman C Crighton

    IRN NCC01024

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF27 Investment Management (29 Aug 2006 to 31 Oct 2007)
  • Peregrine David Euan Moncreiffe

    IRN PDM01057

    • CF1 Director (1 Dec 2003 to 11 Apr 2006)
    • CF27 Investment Management (12 Apr 2002 to 26 Jul 2006)
    • CF2 Non Executive Director (1 Dec 2001 to 1 Dec 2003)
  • Richard Heath

    IRN RJH01286

    • CF30 Customer (1 Nov 2007 to 31 Mar 2015)
    • CF27 Investment Management (4 Mar 2005 to 31 Oct 2007)
    • CF26 Customer Trading (4 Jun 2003 to 20 Jul 2005)
  • Richard Ian Webb

    IRN RIW01015

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2006 to 21 Mar 2016)
    • CF27 Investment Management (26 Aug 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Rikki Malik

    IRN RXM01521

    • CF27 Investment Management (17 Feb 2004 to 26 Jan 2006)
  • Robert Douglas Fairbairn

    IRN RDF01066

    • CF30 Customer (4 Jun 2015 to 7 Nov 2016)
  • Sadeq Sayeed

    IRN SXS01489

    • CF2 Non Executive Director (30 Mar 2011 to 8 Mar 2019)
  • Stephen Graham Brown

    IRN SGB01042

    • CF28 Systems and controls (1 Nov 2007 to 17 Jun 2011)
    • CF1 Director (10 Jul 2006 to 21 Mar 2016)
    • CF13 Finance (6 Feb 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Feb 2006 to 18 Sep 2015)
  • Theo Childs

    IRN TXC01670

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.