MET Capital Management LLP

• Principal Place of Business

  79 Maygrove Road

  London

  NW6 2EG

  UNITED KINGDOM

  Phone

  +4402076045750

• Complaints Contact

  79 Maygrove Road

  London

  NW6 2EG

  UNITED KINGDOM

  Phone

  +4402076045750

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Lockard

  IRN JXL01237

  • CF30 Customer (15 Nov 2010 to 30 Nov 2012)
• Jason Shelley

  IRN JXS01843

  • CF4 Partner (16 Jun 2009 to 16 Jan 2011)
  • CF30 Customer (16 Jun 2009 to 16 Jan 2011)
• John Lawrence Wentzell

  IRN JXW01428

  • CF30 Customer (25 Sep 2009 to 9 Oct 2012)
• Jonathan Alexander Gordon

  IRN JAG01134

  • CF4 Partner (16 Jun 2009 to 2 Oct 2013)
  • CF30 Customer (16 Jun 2009 to 2 Oct 2013)
• Jonathan David Rothman

  IRN JDR01049

  • CF30 Customer (10 Sep 2009 to 15 Sep 2011)
• Mark Harris

  IRN MXH01324

  • CF30 Customer (1 Apr 2011 to 27 Sep 2012)
• Matthew Geoffrey Taylor

  IRN MGT01020

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Jul 2009 to 22 Mar 2012)
• Michael Paul Jacobs

  IRN MXJ01337

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (25 Aug 2010 to 15 Sep 2011)
  • CF4 Partner (16 Jun 2009 to 8 Dec 2019)
• Michael Simon Kessler

  IRN MSK01085

  • CF4 Partner (AR) (19 May 2011 to 3 Jan 2012)
  • CF30 Customer (19 May 2011 to 3 Jan 2012)
• Nicholas Bramwell Jones

  IRN NBJ01007

  • CF4 Partner (AR) (11 Apr 2011 to 3 Jan 2012)
  • CF30 Customer (11 Apr 2011 to 3 Jan 2012)

• Heath Capital LLP (no longer appointed)

  FRN 544702 · Appointed 4 Apr 2011 · Until 3 Jan 2012

No changes recorded yet.