Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2012 to 8 Dec 2019)
    • CF1 Director (16 Jul 2012 to 8 Dec 2019)
    • CF3 Chief Executive (16 Jul 2012 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (20 Mar 2015 to 8 Dec 2019)
  • MET Capital Management LLP (no longer approved here)

    FRN 498617

    • CF30 Customer (19 May 2011 to 3 Jan 2012)
    • CF4 Partner (AR) (19 May 2011 to 3 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.