Date authorised
1 April 2013
Companies House
04259588
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71 Fenchurch Street
    London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +4407986005675
  • Complaints Contact

    71 Fenchurch Street
    London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +4402076485177

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus Charles Williamson

    IRN MXW12120

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Mar 2019 to 8 Dec 2019)
  • Matthew Cosby

    IRN MXC01816

    • [FCA CF] Significant management (since 24 Oct 2025)
  • Melanie Buitendag

    IRN MXB04280

    • [FCA CF] Significant management (since 24 Oct 2025)
  • Nicholas Wright

    IRN NXW00279

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Oct 2025)
    • SMF16 Compliance Oversight (since 29 Oct 2025)
  • Panagiotis Bartsiokas

    IRN PXB02003

    • CF2 Non Executive Director (20 Oct 2010 to 19 Apr 2016)
  • Paul Lehan Butler

    IRN PXB02563

    • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2020)
    • CF1 Director (7 Nov 2017 to 8 Dec 2019)
  • Paula Jane Duplock

    IRN PXD12117

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2021)
    • CF1 Director (15 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2019 to 8 Dec 2019)
  • Peter John Horncastle

    IRN PXH12118

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2021)
    • CF1 Director (15 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Mar 2019 to 8 Dec 2019)
  • Richard Baxter

    IRN RXB01124

    • [FCA CF] Significant management (since 24 Oct 2025)
  • Ronald Keith Haddon

    IRN RKH01031

    • CF1 Director (14 Jan 2005 to 1 Nov 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.