Date authorised
1 April 2013
Companies House
04259588
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71 Fenchurch Street
    London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +4407986005675
  • Complaints Contact

    71 Fenchurch Street
    London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +4402076485177

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Read

    IRN SXR01025

    • [FCA CF] Significant management (since 24 Oct 2025)
  • Stephen Fossey

    IRN SXF01465

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Sep 2010 to 8 Dec 2019)
  • Steven Paul Barness

    IRN SPB01184

    • CF1 Director (29 Sep 2010 to 1 Jan 2019)
  • Thomas Hunter Blair

    IRN TXH01276

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2021)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Tom Yori Griffiths

    IRN TXG00277

    • SMF3 Executive Director (since 30 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.