Date authorised
1 April 2013
Companies House
04259588
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71 Fenchurch Street
    London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +4407986005675
  • Complaints Contact

    71 Fenchurch Street
    London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +4402076485177

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Polycarpou

    IRN AXP01488

    • [FCA CF] Significant management (since 24 Oct 2025)
  • Craig Douglas Kingaby

    IRN CDK01031

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2025)
    • CF1 Director (1 May 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2016 to 30 Sep 2018)
    • CF3 Chief Executive (1 May 2016 to 8 Dec 2019)
  • Eugene Michael Craig

    IRN EXC00339

    • SMF3 Executive Director (since 15 Aug 2024)
    • CF3 Chief Executive (AR) (since 19 Apr 2024)
  • Frederick Jakobus Rabie

    IRN FJR01038

    • SMF3 Executive Director (since 15 Nov 2024)
    • SMF16 Compliance Oversight (30 Apr 2025 to 15 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2025 to 15 Oct 2025)
  • Ian Gatley

    IRN IXG00178

    • [FCA CF] Significant management (since 24 Oct 2025)
  • Ian Michael Witt

    IRN IMW01045

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2022 to 21 Feb 2025)
    • SMF16 Compliance Oversight (18 Feb 2022 to 21 Feb 2025)
    • SMF3 Executive Director (18 Feb 2022 to 21 Feb 2025)
  • James Nicholson

    IRN JXN00395

    • SMF3 Executive Director (since 11 Nov 2025)
  • John Barry Fairhead

    IRN JBF01020

    • CF29 Significant management (1 Nov 2007 to 12 Apr 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Mark Illingworth

    IRN JMI01023

    • CF1 Director (11 Dec 2009 to 4 Apr 2019)
    • CF11 Money Laundering Reporting (11 Dec 2009 to 4 Apr 2019)
  • Kevin Rosher

    IRN KXR00415

    • [FCA CF] Significant management (since 24 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.