Mercer Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Tower Place WestLondonEC3R 5BUUNITED KINGDOM- Phone
- +442076266000
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Complaints Contact
1 Tower Place WestLondonEC3R 5BUUNITED KINGDOM- Phone
- +442076266000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let End Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Deborah Jane McWhinney
IRN DJM01650
- [FCA CF] Manager of certification employee (since 25 Jan 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (30 Mar 2015 to 8 Dec 2019)
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Deborah Mary Cunliffe
IRN DXC00726
- [FCA CF] Client dealing (28 Nov 2023 to 9 Oct 2024)
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Deborah McInally
IRN DXM01352
- CF22 Investment Adviser (Trainee) (25 Nov 2004 to 1 Oct 2007)
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Deborah Pauline Packer
IRN DPV00002
- CF30 Customer (20 Apr 2017 to 8 Dec 2019)
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Deborah Ruth Cooper
IRN DRC01103
- CF30 Customer (1 Nov 2007 to 1 Apr 2009)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
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Deborah Ruth Wardle
IRN DXW00353
- [FCA CF] Manager of certification employee (since 11 Oct 2023)
- [FCA CF] Client dealing (since 1 Jun 2021)
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Debra Bramham Evans
IRN DBE01007
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2007)
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Denis Quan Walsh
IRN DQW00002
- CF30 Customer (9 Apr 2013 to 31 May 2013)
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Denise Lucia Hitchens
IRN DLH01052
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
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Derek McCormick
IRN DXM00390
- [FCA CF] Client dealing (since 9 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Eurowage Limited
FRN 1013116 · Appointed 5 Jun 2024
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Recruitment and Employment Confederation
FRN 584281 · Appointed 7 Oct 2022
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Building Engineering Services Association (no longer appointed)
FRN 932515 · Appointed 29 Mar 2022 · Until 1 Feb 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.