Date authorised
1 April 2013
Companies House
03957086
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Canada Square
    London
    E14 5GS
    UNITED KINGDOM
    Phone
    +442072021500
  • Complaints Contact

    1 Canada Square
    London
    E14 5GS
    UNITED KINGDOM
    Phone
    +442072021500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Winlow

    IRN MXW02016

    • Director of firm who is not a certification employee or a SMF manager (since 31 Dec 2025)
  • Matthew Thomas Wilton Lee

    IRN MTL01042

    • Responsible for Insurance Distribution (since 29 Sep 2021)
    • SMF1 Chief Executive (since 29 Sep 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 May 2009 to 8 Dec 2019)
  • Maurice Michael Gallivan

    IRN MMG01031

    • CF1 Director (14 Jan 2005 to 31 May 2018)
  • Michael Thomas Saunders

    IRN MTS01066

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 May 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 May 2009)
    • CF3 Chief Executive (AR) (14 Jan 2005 to 1 May 2009)
    • CF3 Chief Executive (14 Jan 2005 to 1 May 2009)
    • CF1 Director (AR) (14 Jan 2005 to 1 May 2009)
    • CF1 Director (14 Jan 2005 to 1 May 2009)
  • Nicholas Andrew Dungay

    IRN NAD01064

    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2021)
    • CF1 Director (16 Dec 2009 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 15 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (28 Mar 2006 to 31 Oct 2007)
  • Nicholas John Bowman

    IRN NJB01193

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2026)
    • CF11 Money Laundering Reporting (16 Jul 2015 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Nicola Louise Rimmer

    IRN NLR01010

    • CF28 Systems and controls (1 Nov 2007 to 24 Nov 2008)
    • CF14 Risk Assessment (25 Sep 2006 to 31 Oct 2007)
  • Paul Derek Robinson

    IRN PDR01077

    • CF2 Non Executive Director (10 Aug 2006 to 15 Sep 2015)
  • Paul Riordan-Eva

    IRN PXR01607

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 20 Sep 2022)
    • CF2 Non Executive Director (18 Sep 2012 to 8 Dec 2019)
  • Peter David Webster

    IRN PDW01078

    • CF2 Non Executive Director (20 Sep 2011 to 19 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.