Date authorised
1 April 2013
Companies House
03957086
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Canada Square
    London
    E14 5GS
    UNITED KINGDOM
    Phone
    +442072021500
  • Complaints Contact

    1 Canada Square
    London
    E14 5GS
    UNITED KINGDOM
    Phone
    +442072021500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Randall Williams

    IRN PRW01090

    • CF2 Non Executive Director (14 Jan 2005 to 19 Sep 2017)
  • Pierre Pascal Campbell

    IRN PXC00672

    • [FCA CF] Significant management (since 1 Mar 2025)
  • Rene Schnieper

    IRN RXS01689

    • CF2 Non Executive Director (14 Jan 2005 to 21 Feb 2005)
  • Richard John Pearson

    IRN RJP01231

    • CF2 Non Executive Director (1 Nov 2006 to 17 Sep 2013)
  • Robin Mountfield

    IRN RXM01761

    • CF2 Non Executive Director (14 Jan 2005 to 26 Jul 2006)
  • Simon Watkin

    IRN SWW01051

    • SMF9 Chair of the Governing Body (since 21 Sep 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (19 Sep 2017 to 8 Dec 2019)
  • Stella Elizabeth Beaumont

    IRN SEB01153

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (19 Sep 2017 to 8 Dec 2019)
  • Stephen Moore

    IRN SXM01981

    • CF14 Risk Assessment (14 Jan 2005 to 28 Apr 2006)
  • Terence George Clarke

    IRN TGC01008

    • CF2 Non Executive Director (20 Jul 2005 to 11 Apr 2006)
  • Thomas Guidon

    IRN TXG01165

    • CF2 Non Executive Director (14 Jan 2005 to 21 Sep 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.