Date authorised
1 April 2013
Companies House
03642459
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Wirral
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504300
  • Complaints Contact

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504343

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig Ross

    IRN CXR00016

    • [FCA CF] Significant management (since 21 Sep 2020)
  • Daniel Johnstone

    IRN DXJ00200

    • [FCA CF] Significant management (8 Feb 2022 to 23 Aug 2024)
  • David Connolly

    IRN DXC01945

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (16 Feb 2010 to 8 Dec 2019)
  • David philip Swigciski

    IRN DXS14328

    • Responsible for Insurance Distribution (since 24 Jul 2024)
    • SMF1 Chief Executive (since 24 Jul 2024)
  • Dean Philip Stritch

    IRN DPS01095

    • [FCA CF] Significant management (23 Sep 2020 to 12 May 2025)
  • Elaine Prior

    IRN EXP00144

    • [FCA CF] Significant management (8 Feb 2022 to 23 Aug 2024)
  • Esther Davies

    IRN EXD00006

    • [FCA CF] Significant management (8 Sep 2020 to 25 Mar 2024)
  • Gary Cass

    IRN GXC00292

    • SMF3 Executive Director (11 Jan 2022 to 4 Apr 2022)
  • Gary James Devaney

    IRN GJD01068

    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2022)
    • CF3 Chief Executive (19 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 19 Jun 2019)
  • Glenn Gale

    IRN GXG14023

    • CF1 Director (1 May 2019 to 22 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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