Date authorised
2 November 2020
Companies House
11877412
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13th Floor
    40 Leadenhall Street
    London
    City Of London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +442039851800
  • Complaints Contact

    13th Floor
    40 Leadenhall Street
    London
    City Of London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +442039851800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Patrice Nicolas Mignon

    IRN DXM00115

    • SMF3 Executive Director (29 Aug 2025 to 31 Mar 2026)
    • SMF2 Chief Finance (30 Jun 2023 to 31 Mar 2026)
  • Edward John Lloyd

    IRN EJL01038

    • SMF3 Executive Director (since 22 Aug 2025)
    • SMF9 Chair of the Governing Body (since 30 Jun 2023)
    • SMF3 Executive Director (2 Nov 2020 to 30 Jun 2023)
  • Elizabeth Margaret Catchpole

    IRN EMC01012

    • SMF11 Chair of the Audit Committee (since 11 Jun 2024)
    • SMF10 Chair of the Risk Committee (since 11 Jun 2024)
  • Gordon Longley

    IRN GJL01112

    • SMF18 Other Overall Responsibility (since 12 Feb 2026)
    • [FCA CF] Significant management (since 2 Nov 2020)
  • Hugo Marland

    IRN HXM00202

    • [FCA CF] Significant management (15 Mar 2021 to 31 Jan 2023)
  • James Swan

    IRN JXS04237

    • [FCA CF] Significant management (since 14 Jul 2025)
  • Jessica Burton

    IRN JXB02484

    • [FCA CF] Significant management (since 14 Jul 2025)
    • SMF16 Compliance Oversight (7 Dec 2023 to 18 Sep 2024)
    • SMF4 Chief Risk (7 Dec 2023 to 18 Sep 2024)
  • Joe Trotti

    IRN JXT00361

    • [FCA CF] Significant management (2 Nov 2020 to 17 Jan 2023)
  • John Parsley

    IRN JXP00619

    • [FCA CF] Significant management (1 May 2022 to 19 May 2022)
  • Julian Martin

    IRN JXM00875

    • [FCA CF] Significant management (2 Nov 2020 to 14 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.