Date authorised
2 November 2020
Companies House
11877412
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13th Floor
    40 Leadenhall Street
    London
    City Of London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +442039851800
  • Complaints Contact

    13th Floor
    40 Leadenhall Street
    London
    City Of London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +442039851800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl Hennessy

    IRN KPH01035

    • SMF18 Other Overall Responsibility (since 3 Oct 2025)
    • [FCA CF] Significant management (since 2 Nov 2020)
    • SMF18 Other Overall Responsibility (31 Jul 2023 to 1 Dec 2023)
  • Kathryn Ruth Louise Vacher

    IRN KRV01006

    • [FCA CF] Significant management (since 13 Nov 2023)
  • Kevin Rimmer

    IRN KXR00426

    • [FCA CF] Significant management (since 5 Jan 2026)
  • Mark Gregson

    IRN MXG00928

    • [FCA CF] Significant management (since 5 Jan 2026)
  • Michael Mullane

    IRN MXM03745

    • [FCA CF] Significant management (since 1 Aug 2024)
  • Michael Thomas Reynolds

    IRN MTR01015

    • SMF2 Chief Finance (since 31 Mar 2026)
    • SMF3 Executive Director (since 31 Mar 2026)
  • Nicholas Walsh

    IRN NCW01016

    • Director of firm who is not a certification employee or a SMF manager (2 Nov 2020 to 31 Jul 2024)
  • Nicholas Williams-Walker

    IRN NXW01253

    • SMF3 Executive Director (since 1 Sep 2025)
    • SMF24 Chief Operations (since 15 Jan 2025)
  • Oliver Corbett

    IRN ORC01001

    • SMF3 Executive Director (2 Nov 2020 to 30 Sep 2022)
  • Paul Summers

    IRN PTS01050

    • [FCA CF] Significant management (since 2 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.