Date authorised
2 November 2020
Companies House
11877412
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13th Floor
    40 Leadenhall Street
    London
    City Of London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +442039851800
  • Complaints Contact

    13th Floor
    40 Leadenhall Street
    London
    City Of London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +442039851800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Brian Girling

    IRN ABG01026

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2024)
  • Andrew Matson

    IRN AXM01015

    • [FCA CF] Significant management (14 Dec 2021 to 30 Nov 2022)
  • Andrew Pomfret

    IRN ADP01042

    • SMF11 Chair of the Audit Committee (16 Aug 2023 to 18 Nov 2023)
    • SMF10 Chair of the Risk Committee (16 Aug 2023 to 18 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (2 Nov 2020 to 18 Nov 2023)
  • Angus Milgate

    IRN AXM00911

    • [FCA CF] Significant management (2 Nov 2020 to 13 Nov 2023)
  • Ben Graves

    IRN BXG00142

    • [FCA CF] Significant management (since 16 Jan 2025)
    • SMF24 Chief Operations (14 Aug 2023 to 16 Jan 2025)
    • [FCA CF] Significant management (30 Mar 2022 to 14 Aug 2023)
  • Brian Kirwan

    IRN BJK01034

    • [FCA CF] Significant management (2 Nov 2020 to 31 Aug 2021)
  • Chris Stevenson

    IRN CXS00442

    • [FCA CF] Significant management (since 2 Nov 2020)
  • Christopher Regent

    IRN CXR00281

    • [FCA CF] Significant management (since 2 Nov 2020)
  • Claire Goodwin

    IRN CXG00280

    • SMF3 Executive Director (since 2 Sep 2022)
    • [FCA CF] Significant management (2 Nov 2020 to 2 Sep 2022)
  • Claire Powell

    IRN CXP01121

    • [FCA CF] Significant management (2 Nov 2020 to 4 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.