Maven Capital Partners UK LLP

• Principal Place of Business

  Maven Capital Partners UK LLP

  Kintyre House

  209 West George Street

  Glasgow

  Glasgow City

  G2 2LW

  UNITED KINGDOM

  Phone

  +441413067400

  Web

  https://www.mavencp.com

• Complaints Contact

  Maven Capital Partners UK LLP

  Kintyre House

  209 West George Street

  Glasgow

  Glasgow City

  G2 2LW

  UNITED KINGDOM

  Phone

  +4401413067400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chris Rogers

  IRN CXR00107

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Claire Marie Speirs

  IRN CXS20979

  • SMF16 Compliance Oversight (since 23 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2019)
• Colin James Anderson

  IRN CJA01163

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2025)
  • CF4 Partner (23 May 2019 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2017 to 8 Dec 2019)
• Craig McGill

  IRN CXM01238

  • [FCA CF] Client dealing (since 26 Feb 2025)
• Craig William Hopwood

  IRN CWH01039

  • CF30 Customer (13 Feb 2018 to 5 Nov 2019)
• Dale Anthony Bellis

  IRN DAB01333

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2021)
  • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
• David Alan Milroy

  IRN DAM01205

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2025)
  • CF4 Partner (30 May 2019 to 8 Dec 2019)
  • CF30 Customer (5 Jun 2009 to 8 Dec 2019)
• David Andrew McCrory

  IRN DAM01166

  • SMF27 Partner (since 1 Aug 2025)
• David Furlong

  IRN DXF01310

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2020)
  • CF30 Customer (26 Sep 2017 to 8 Dec 2019)
• David Laurence Kemp

  IRN DXK00141

  • [FCA CF] Client dealing (19 Mar 2021 to 2 Oct 2023)

• TMR Strategic LLP (no longer appointed)

  FRN 542603 · Appointed 31 Mar 2016 · Until 4 Jul 2016

No changes recorded yet.