Matterhorn Investment Management LLP

Date authorised
1 April 2013
Companies House
OC302928
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Hay Hill Ltd, 12 Hay Hill
    London
    Westminster
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4402073402800
    Web
    https://www.matterhorninvestment.com

  • Complaints Contact

    12 Hay Hill Ltd, 12 Hay Hill
    London
    Westminster
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4402073402800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Elwood Gross

    IRN GEG01030

    • CF30 Customer (14 Jul 2009 to 10 Feb 2010)
  • Henry Ashton

    IRN HXA01251

    • CF30 Customer (20 Apr 2010 to 15 Aug 2017)
  • Jocelyn Timothy Trusted

    IRN JTT01008

    • CF30 Customer (19 Jul 2011 to 31 Jan 2012)
  • Keith Dixson

    IRN KXD01277

    • CF30 Customer (7 Apr 2010 to 25 Aug 2011)
  • Lorcan Joseph Burke

    IRN LJB01167

    • CF30 Customer (16 Nov 2012 to 23 Sep 2014)
  • Maxime Fernand Achille Destel

    IRN MFD01032

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Dec 2025)
    • CF10 Compliance Oversight (11 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (11 Jun 2008 to 8 Dec 2019)
  • May Yuen Chong

    IRN MYC01006

    • CF21 Investment Adviser (10 Nov 2003 to 18 Dec 2003)
    • CF27 Investment Management (13 Feb 2003 to 18 Dec 2003)
    • CF4 Partner (13 Feb 2003 to 18 Dec 2003)
    • CF11 Money Laundering Reporting (13 Feb 2003 to 18 Dec 2003)
    • CF10 Compliance Oversight (13 Feb 2003 to 18 Dec 2003)
  • Nesrine Holmes

    IRN NXJ01201

    • CF30 Customer (27 Aug 2012 to 3 Jun 2014)
  • Nicholas Sothers Smale

    IRN NSS01067

    • CF30 Customer (1 Aug 2013 to 8 Sep 2017)
  • Paul Alexander Lindquist

    IRN PAL01188

    • CF30 Customer (16 Nov 2015 to 1 Aug 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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