Date authorised
1 April 2013
Companies House
OC315106
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700
  • Complaints Contact

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Jeffreys Williams

    IRN DJW01272

    • CF3 Chief Executive (19 Dec 2005 to 21 Apr 2009)
    • CF8 Apportionment and Oversight (19 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (19 Dec 2005 to 18 Jun 2010)
  • Gianpaolo Antonio Pera

    IRN GAP01071

    • CF30 Customer (16 Sep 2010 to 28 Feb 2014)
  • James Henry Merrick Corsellis

    IRN JHC01080

    • [FCA CF] Client dealing (since 2 Jun 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (19 Dec 2005 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (19 Dec 2005 to 31 Oct 2007)
  • James Pawle

    IRN JXP01938

    • CF30 Customer (27 May 2011 to 8 Feb 2019)
  • James Strang

    IRN JXS13688

    • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
  • Jared Fisher

    IRN JXF01536

    • CF30 Customer (30 May 2008 to 27 Jan 2009)
  • Jekaterina Rjabinina

    IRN JXR02135

    • CF30 Customer (28 Apr 2015 to 19 Apr 2018)
  • Joanna Chen

    IRN JXC14298

    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Justine Jayne Elizabeth Dobbs-Higginson

    IRN JJD01058

    • CF30 Customer (1 Mar 2009 to 18 Jul 2010)
    • CF23 Corporate Finance Adviser (26 Jul 2007 to 31 Oct 2007)
  • Kathleen Joy Long

    IRN KJL01081

    • CF30 Customer (28 Aug 2009 to 27 Mar 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.