Date authorised
1 April 2013
Companies House
OC315106
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700
  • Complaints Contact

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Hamburger

    IRN BXH01416

    • CF30 Customer (24 May 2011 to 11 Oct 2011)
  • Benjamin Howard Shaw

    IRN BHS01028

    • CF30 Customer (14 Jun 2011 to 31 Oct 2013)
    • CF4 Partner (17 May 2010 to 31 Oct 2013)
  • Benjamin Michael Eyre Ievers

    IRN BML01057

    • CF30 Customer (5 Aug 2017 to 30 Nov 2019)
  • Benjamin Thomas Flay

    IRN BTF01014

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • Catherine Jo Morris

    IRN CJM01345

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF23 Corporate Finance Adviser (5 Sep 2007 to 31 Oct 2007)
  • Charles Oliver Hall

    IRN COH01005

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF23 Corporate Finance Adviser (10 May 2006 to 31 Oct 2007)
  • Charles Robert Vivian

    IRN CRV01005

    • CF30 Customer (1 Nov 2007 to 16 Dec 2010)
    • CF23 Corporate Finance Adviser (10 May 2006 to 31 Oct 2007)
  • Christabel Gilmour

    IRN CXG00564

    • [FCA CF] Client dealing (5 Nov 2024 to 30 Jul 2025)
  • Christopher Michael Carey

    IRN CMC01202

    • CF30 Customer (13 Jan 2011 to 30 Nov 2019)
  • David Fraser

    IRN DXF00191

    • [FCA CF] Client dealing (since 31 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.