MARSHMALLOW FINANCIAL SERVICES LIMITED

Date authorised
23 February 2018
Companies House
11005345
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    The Featherstone Building
    66 City Road
    London
    EC1Y 1BD
    UNITED KINGDOM
    Phone
    +442039668745
  • Complaints Contact

    First Floor
    The Featherstone Building
    66 City Road
    London
    EC1Y 1BD
    UNITED KINGDOM
    Phone
    +442039668745

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Edwards

    IRN AXE00332

    • SMF16 Compliance Oversight (since 2 Mar 2026)
  • Alexander Kent-Braham

    IRN AXK03065

    • SMF9 Chair of the Governing Body (since 16 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jul 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jul 2025)
    • CF1 Director (23 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Feb 2018 to 30 Sep 2018)
  • Caroline Gillard

    IRN CXG00497

    • [FCA CF] Significant management (since 7 Sep 2021)
    • [FCA CF] Material risk taker (since 7 Sep 2021)
  • Christopher Sampson

    IRN CXS00822

    • [FCA CF] Manager of certification employee (since 9 Mar 2020)
    • [FCA CF] Material risk taker (since 9 Mar 2020)
    • [FCA CF] Significant management (since 9 Mar 2020)
  • David Goaté

    IRN DXG00519

    • [FCA CF] Significant management (since 10 Dec 2019)
    • [FCA CF] Material risk taker (since 10 Dec 2019)
  • Oliver Kent-Braham

    IRN OXK01182

    • [FCA CF] Material risk taker (since 11 Jan 2024)
    • [FCA CF] Significant management (since 11 Jan 2024)
    • [FCA CF] Manager of certification employee (since 11 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 11 Jan 2024)
    • CF1 Director (23 Feb 2018 to 8 Dec 2019)
  • Samuel John Butler

    IRN SXB03981

    • SMF1 Chief Executive (since 6 Jun 2025)
    • Responsible for Insurance Distribution (since 6 Jun 2025)
  • Samuel Oliver Knott

    IRN SXK00739

    • [FCA CF] Manager of certification employee (6 Sep 2021 to 18 Oct 2024)
    • [FCA CF] Significant management (6 Sep 2021 to 18 Oct 2024)
    • [FCA CF] Material risk taker (6 Sep 2021 to 18 Oct 2024)
  • Stephen Alexander Rowland

    IRN SAR01178

    • SMF16 Compliance Oversight (17 Jun 2025 to 1 Dec 2025)
  • Tim Holliday

    IRN TXH01342

    • CF2 Non Executive Director (23 Feb 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.