Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger William Dean

    IRN RWD00002

    • CF1 Director (AR) (4 Feb 2022 to 2 Mar 2023)
  • Ronald Charles Anthony Chidgey

    IRN RCC01099

    • CF1 Director (AR) (28 Feb 2022 to 5 Dec 2022)
  • Ronald Dennis Whyte

    IRN RDW01072

    • CF1 Director (AR) (8 Dec 2005 to 4 Apr 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Sep 2005)
  • Ronald Stanley George Hayes

    IRN RSH01084

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 11 Jul 2007)
  • Roy Ian White

    IRN IRW01050

    • CF2 Non Executive Director (AR) (since 28 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (21 Oct 2011 to 8 Dec 2019)
    • CF29 Significant management (10 Apr 2008 to 15 Mar 2016)
  • Roy Philip Maddison

    IRN RPM01129

    • CF1 Director (AR) (2 Nov 2015 to 15 Oct 2019)
  • Russell William Hall

    IRN RXH00644

    • [FCA CF] Significant management (since 23 May 2023)
  • Ryan Bond

    IRN RXB02674

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • CF29 Significant management (4 Apr 2016 to 8 Dec 2019)
  • Sally Angela Helen Williams

    IRN SXW01426

    • CF1 Director (28 Jan 2015 to 21 Dec 2018)
  • Sally Ann Hibberd

    IRN SAH01117

    • CF1 Director (AR) (20 Sep 2005 to 25 Sep 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.