Market Harborough Building Society

• Principal Place of Business

  Welland House

  15-17 The Square

  Market Harborough

  Leicestershire

  LE16 7PD

  UNITED KINGDOM

  Phone

  +4401858412412

  Web

  https://www.mhbs.co.uk

• Complaints Contact

  Welland House

  15-17 The Square

  Market Harborough

  Leicestershire

  LE16 7PD

  UNITED KINGDOM

  Phone

  +4401858412412

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michelle Venison Pledger

  IRN MVP01020

  • SMF16 Compliance Oversight (27 Apr 2016 to 30 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (26 Apr 2016 to 30 Apr 2024)
  • SMF4 Chief Risk (26 Apr 2016 to 30 Apr 2024)
• Nala Worsfold

  IRN NXW00066

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2020)
• Nicholas James Johnston

  IRN NJJ01038

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 1 May 2020)
  • CF2 Non Executive Director (1 Aug 2009 to 6 Mar 2016)
• Nicholas Mark Fielden

  IRN NMF01021

  • SMF24 Chief Operations (since 19 Jan 2024)
  • SMF2 Chief Finance (since 7 Mar 2016)
  • CF1 Director (1 Sep 2013 to 6 Mar 2016)
  • CF28 Systems and controls (1 Sep 2013 to 6 Mar 2016)
• Nicola Clare Vaughan

  IRN NXV00041

  • [FCA CF] Significant management (since 1 Aug 2024)
  • [FCA CF] Material risk taker (24 Feb 2022 to 31 Jul 2024)
• Nicola Fern Booton

  IRN NXB00021

  • [FCA CF] Significant management (since 1 Aug 2024)
  • [FCA CF] Material risk taker (1 Dec 2018 to 31 Jul 2024)
• Nigel Jonathan Allwood

  IRN NJA01085

  • [PRA CF] Key function holder (1 Jul 2023 to 31 May 2024)
• Paul Edward Beardsmore

  IRN PEB01065

  • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Apr 2009)
  • CF1 Director (1 Dec 2001 to 28 Feb 2009)
• Paul Tilley

  IRN PXT01260

  • CF11 Money Laundering Reporting (13 May 2009 to 1 Nov 2011)
  • CF29 Significant management (1 Nov 2007 to 28 Dec 2011)
  • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
• Peter Henry Frederick Carr

  IRN PHC01028

  • CF2 Non Executive Director (1 Dec 2001 to 18 Feb 2002)

No changes recorded yet.