MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Philip john Ramsbottom
IRN PJR01238
- CF1 Director (AR) (25 Sep 2012 to 11 Aug 2014)
Poolin Shah
IRN PXS01943
- CF1 Director (AR) (since 15 Oct 2014)
- CF1 Director (AR) (8 Aug 2008 to 8 Sep 2014)
Racheal Nikki Socrates
IRN RXS00273
- CF1 Director (AR) (since 2 Jun 2021)
Rachel Elizabeth Halamandres
IRN REH01129
- CF1 Director (AR) (24 Nov 2015 to 14 Feb 2022)
Rachel Malvern
IRN RXM01817
- CF1 Director (AR) (6 Dec 2005 to 8 Dec 2019)
Rahman Afzal
IRN RXA01495
- CF1 Director (AR) (21 Jul 2009 to 2 Jul 2010)
Rajen Rajnikant Patel
IRN RRP01034
- CF1 Director (AR) (2 Apr 2009 to 25 Nov 2022)
Rebecca Jane Fisher
IRN RJF01183
- CF1 Director (AR) (24 Jan 2014 to 13 Nov 2014)
Rebecca Perkins
IRN RXP01877
- CF4 Partner (AR) (6 May 2014 to 9 Sep 2015)
Renee Shevill
IRN RXS03309
- CF1 Director (AR) (14 Jun 2017 to 12 Dec 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.