Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (11 Oct 2016 to 8 Dec 2019)
    • CF1 Director (AR) (since 15 Oct 2014)
    • CF1 Director (AR) (8 Aug 2008 to 8 Sep 2014)
    • (1)Employed By (since 9 Oct 2014)
    • (1)Employed By (8 Aug 2008 to 8 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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