MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Tiffany Victoria Harteveld
IRN TVH01008
- CF1 Director (AR) (since 8 Jun 2017)
Timothy Paul Ellis
IRN TPE01007
- CF1 Director (AR) (7 Nov 2005 to 17 Nov 2010)
Toby James Hall
IRN TJH01185
- CF1 Director (AR) (11 May 2015 to 8 Dec 2019)
Tony Willoughby
IRN TXW18788
- CF1 Director (AR) (19 Aug 2019 to 20 Dec 2024)
Tracey Jane Millar
IRN TJM01202
- CF1 Director (AR) (14 Feb 2011 to 12 Apr 2012)
Tracy Ann Stevenson
IRN TAS01119
- CF1 Director (AR) (19 Mar 2014 to 8 Oct 2014)
Tracy Jane Booth
IRN TJB01167
- CF1 Director (AR) (22 Dec 2008 to 27 Oct 2016)
Tracy Melvin Simmons
IRN TMS01059
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
- CF3 Chief Executive (AR) (17 Jan 2005 to 1 Jun 2017)
Tracy Yvonne Paterson
IRN TYA01004
- CF1 Director (AR) (20 May 2015 to 8 Dec 2019)
TracyJane Suther
IRN TXS02074
- CF1 Director (AR) (23 May 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.