Tracy Jane Booth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Southern Mobility Services Ltd
FRN 793344
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (5 Dec 2017 to 8 Dec 2019)
MARK BATES LIMITED (no longer approved here)
FRN 308390
- CF1 Director (AR) (22 Dec 2008 to 27 Oct 2016)
First Senior Insurance Services Limited (no longer approved here)
FRN 308478
- CF1 Director (AR) (1 Jan 2007 to 16 Oct 2009)
Ashton Mobility Ltd (no longer approved here)
FRN 457956
- Employed By (28 Nov 2006 to 13 Nov 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.