MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jason Paul McGuire
IRN JPM01364
- CF1 Director (AR) (18 Aug 2014 to 8 Dec 2019)
Jason Watling
IRN JXW00659
- CF1 Director (AR) (since 27 Sep 2024)
Jason Wittering
IRN JXW01961
- CF1 Director (AR) (since 30 Jan 2018)
- CF1 Director (AR) (22 Jan 2015 to 10 Feb 2016)
Jeanette Gettings
IRN JXG02005
- CF4 Partner (AR) (29 Jul 2013 to 11 Aug 2014)
Jeanette Marie Warner
IRN JMW01255
- CF1 Director (AR) (1 Jul 2008 to 30 May 2014)
Jemma Suzanne Dunn
IRN JSD01131
- CF1 Director (AR) (8 Aug 2016 to 10 Feb 2021)
Jennifer Anne Baldwin
IRN JAB01565
- CF4 Partner (AR) (23 Dec 2014 to 31 Oct 2022)
Jennifer Richardson
IRN JXR01589
- CF1 Director (AR) (4 Aug 2016 to 30 Aug 2017)
- CF4 Partner (AR) (17 Jan 2005 to 14 Jul 2016)
Jeremy Michael Dicken
IRN JMD01265
- CF1 Director (AR) (19 Jul 2011 to 22 Jan 2025)
Jerry Dalton
IRN JXD01859
- CF1 Director (AR) (30 Sep 2008 to 9 Aug 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.