Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 29 Jul 2025)
    • Responsible for Insurance Distribution (since 29 Jul 2025)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (24 Dec 2014 to 8 Dec 2019)
  • MARK BATES LIMITED (no longer approved here)

    FRN 308390

    • CF1 Director (AR) (18 Aug 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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