MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alison Louise Gregory
IRN ALG01034
- CF1 Director (AR) (9 May 2007 to 12 Jan 2012)
Alison Louise Hunt
IRN ALH01075
- CF1 Director (AR) (21 Feb 2007 to 11 Jun 2009)
Alison Rose Burns
IRN ARB01297
- CF1 Director (AR) (13 Jan 2017 to 27 Nov 2018)
Alistair Bassett
IRN AXB01186
- CF1 Director (AR) (12 Oct 2022 to 30 Jan 2025)
Allan Fabian Finlay
IRN AFF01017
- CF1 Director (AR) (15 Dec 2005 to 7 Jul 2006)
Amol Siddheshwar Rajmane
IRN AXR00604
- CF1 Director (AR) (since 27 Jul 2022)
Amy Cunningham
IRN AXC25475
- CF1 Director (AR) (6 Dec 2019 to 18 Nov 2020)
Andrea Lawlor
IRN AXL01846
- CF1 Director (AR) (15 Oct 2012 to 16 Sep 2014)
Andrea Marston
IRN AXM13682
- CF1 Director (AR) (10 Apr 2019 to 16 Mar 2021)
Andrew Barrie Burgoine
IRN ABB01078
- CF1 Director (AR) (22 Feb 2013 to 1 Nov 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.