Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 (AR) Executive Director function (since 9 Dec 2019)
    • CF1 Director (AR) (4 Dec 2018 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (12 Nov 2015 to 8 Dec 2019)
    • Employed By (since 4 Dec 2018)
    • Employed By (13 Jan 2017 to 28 Nov 2018)
  • First Senior Finance Limited (no longer approved here)

    FRN 726510

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 14 Jan 2022)
    • CF1 Director (AR) (17 Dec 2018 to 8 Dec 2019)
  • MARK BATES LIMITED (no longer approved here)

    FRN 308390

    • CF1 Director (AR) (13 Jan 2017 to 27 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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