MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Vivienne Grace Fitzpatrick
IRN VGF01006
- CF1 Director (AR) (26 Oct 2011 to 8 Jul 2013)
Warren Phillips
IRN WXP01125
- CF1 Director (AR) (9 Feb 2015 to 1 Dec 2015)
Wayne Barry Skerton
IRN WBS01009
- CF4 Partner (AR) (14 Sep 2006 to 10 Aug 2010)
Wayne Donoghue
IRN WXD01116
- CF1 Director (AR) (5 Nov 2018 to 24 Feb 2022)
Wayne Marland
IRN WXM01199
- CF1 Director (AR) (16 Sep 2021 to 23 Jan 2025)
Wayne Mason
IRN WXM01185
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (13 Oct 2005 to 8 Dec 2019)
Wayne Pegler
IRN WXP01086
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (24 Feb 2009 to 8 Dec 2019)
Wendy Bower
IRN WXB21340
- CF1 Director (AR) (9 Oct 2019 to 19 Nov 2024)
Wendy Cooper
IRN WXC01218
- CF1 Director (AR) (since 10 Sep 2012)
Wendy May Billcliffe
IRN WMB01048
- CF1 Director (AR) (19 Jun 2009 to 9 May 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.