Wendy Cooper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MARK BATES LIMITED
FRN 308390
- CF1 Director (AR) (since 10 Sep 2012)
OMC (GB) Limited
FRN 586990
- (1)Employed By (since 10 Sep 2012)
First Senior Finance Limited (no longer approved here)
FRN 726510
- CF1 Director (AR) (6 Jun 2018 to 19 Dec 2018)
First Senior Insurance Services Limited (no longer approved here)
FRN 308478
- CF1 Director (AR) (23 May 2018 to 19 Dec 2018)
Cromer Ltd (no longer approved here)
FRN 809119
- Employed By (23 May 2018 to 10 Jan 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.