MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stephen Fox
IRN FXS01455
- CF1 Director (AR) (6 Jul 2015 to 22 Apr 2016)
Stephen Holland
IRN SXH02653
- CF4 Partner (AR) (since 30 May 2017)
Stephen Hoskins
IRN SXH01807
- CF1 Director (AR) (21 Feb 2013 to 27 Aug 2014)
- CF2 Non Executive Director (AR) (20 Apr 2009 to 27 Aug 2014)
Stephen James Brook
IRN SJB01486
- CF1 Director (AR) (28 Feb 2006 to 5 Jun 2007)
Stephen Jeffrey Fry
IRN SJF01197
- CF1 Director (AR) (31 Dec 2007 to 6 Oct 2008)
Stephen John Betteley
IRN SJB01459
- CF1 Director (AR) (26 Jan 2005 to 15 Sep 2016)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
Stephen John Edward Allardyce
IRN SJA01152
- CF1 Director (AR) (13 Jun 2006 to 10 May 2010)
Stephen John Halliman
IRN SJH01395
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
- CF1 Director (AR) (17 Jan 2005 to 4 Sep 2013)
Stephen John Hanna
IRN SJH01559
- CF1 Director (AR) (2 Jul 2014 to 22 Sep 2014)
Stephen John Parrott
IRN SJP01331
- CF1 Director (AR) (9 Dec 2019 to 10 Jan 2025)
- CF4 Partner (AR) (5 Oct 2010 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.