Stephen James Brook

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (4 Dec 2007 to 11 Jun 2009)
  • MARK BATES LIMITED (no longer approved here)

    FRN 308390

    • CF1 Director (AR) (28 Feb 2006 to 5 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.