MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Geoffrey Carr
IRN GXC02094
- CF1 Director (AR) (since 10 Feb 2021)
Geoffrey David Carr
IRN GDC01084
- CF1 Director (AR) (19 Jul 2010 to 30 Jun 2016)
George Gough
IRN GXG01255
- CF1 Director (AR) (26 Jan 2005 to 3 Mar 2006)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
George Ruddick
IRN GXR01443
- CF1 Director (AR) (14 Sep 2022 to 23 Jan 2025)
Georgina Gerry
IRN GXG00241
- CF1 Director (AR) (26 Apr 2023 to 12 Feb 2025)
Gerhadus Jacobus Delange
IRN GJD01109
- CF1 Director (AR) (since 24 Jul 2023)
Giles Edward Donald
IRN GED01034
- CF1 Director (AR) (1 May 2013 to 24 Feb 2014)
Gillian Ann Haring
IRN GAH01150
- CF1 Director (AR) (16 Jul 2014 to 14 Nov 2017)
Gillian Mary Ford
IRN GMF01034
- CF1 Director (AR) (21 Nov 2013 to 13 Aug 2014)
Gladys Tina James
IRN GTJ01017
- CF4 Partner (AR) (2 Apr 2014 to 31 Jul 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.